A comprehensive video course with one of the most dynamic instructors in the country – Brian Lee.

What You’ll Learn In Series 6 Top-Off

Series 6 Introduction

• Introduction (16:07)
• Class Notes

Unit 1 – Seeks Business from Customers

• Communications with the Public (6:13)
• Issuing Securities (23:05)
• Federal Regs (12:46)

Unit 2 – Opening Accounts

• Types of Accounts (16:03)
• Retirement Plans (11:38)

Unit 3 – Investments and Suitable Recommendations

• Investment Companies (36:36)
• Investment Companies (cont.) (44:32)
• Invest. Comp. (cont.) (18:59)
• Invest. Comp. (cont.) (10:14)
• Invest. Comp. (17:44)
• Invest Comp (13:04)
• Taxation on Invest. Comp. (7:48)
• Variable Annuities (30:36)
• Variable Annuities (cont.) (6:56)
• Var. Annuities. (10:27)
• Life Insurance (22:03)
• General Tax Rules (16:14)

Unit 4 – Customer Purchase and Sales Transactions

• Ethics (12:03)

Practice Final Exam

• Series 6 Final Exam

About Brian Lee

Brian Lee has been helping students pass their exams for over 20 years. Brian began teaching Series 7 in 1995 in Portland, Or and Seattle, Wa and is the founder of TestGeek Exam Prep, LLC.

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